The Securities and Exchange Commission was informed that a trader who conducted allegedly suspicious transactions of Heinz was a “private wealth client” of Goldman Sachs, according to court documents.
Goldman Sachs informed the SEC that it does not have “direct access” to information about the owner of the account, which is based in Zurich, according to filings.
SEC Senior Counsel Megan Bergstrom said that “the account holder is a private wealth client of Zurich.” She went on: “Goldman informed me that it does not have direct access to information about the beneficial owner of owners behind any particular transaction or position in the GS account.”